Issuer workspace
The Issuer workspace supports the role encompassing fund managers and fund operations staff. Issuer users create, configure, launch, service, and close funds and use all fund-management functionality.
Tasks
- Prepare fund terms, disclosures, and supporting documents.
- Submit readiness and approval work before publication.
- Review Investors, subscriptions, valuations, holdings, communications, and exceptions within assigned fund scope.
- Record valuations and operate fund-level holding, distribution, and redemption servicing.
- Process fund-level servicing, distributions, and redemption operations.
- Produce operational records and exports for the owning process.
Inputs and outcomes
Issuer work begins with fund terms, legal and disclosure documents, operating data, and required approvals. The workspace returns a fund state, a review queue, an operational record, or an owner-assigned recovery state.
The Issuer owns fund-level decisions and servicing. Issuer is not the platform-wide Administrator. The Administrator handles administration and oversight for all funds and all issuers. A cross-fund, cross-issuer, platform setting, or platform exception goes to the administration workspace.
Handoffs and evidence
| Handoff | Receiving owner | Evidence |
|---|---|---|
| Fund preparation to publication | Issuer approval process | Completed terms, disclosures, readiness result, and approval |
| Investor subscription to acceptance and fulfillment | Issuer operations | Authoritative completed rail result, subscription, eligibility, signature, acceptance, and fulfillment records |
| Valuation to fund servicing | Issuer operations | Recorded valuation, applicable approval, holding or ledger inventory, and operating record |
| Service operation to Investor | Investor experience | Confirmed holding, distribution result, redemption proceeds receipt, document, or notification record |
| Exception beyond fund scope | Administrator and owning service | Identifiable state, audit entry, and recovery owner |
See the Manager workspace, Offers procedures, Investments procedures, and launch workflow.